SFC Licences of TSE Ka Yin 謝嘉妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 17 June 2016 | 08 September 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 17 June 2016 | 08 September 2017 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 16 September 2014 | 27 October 2015 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 16 September 2014 | 23 March 2015 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 16 September 2014 | 23 March 2015 |