SFC Licences of KWONG Shung Chi, Jeffrey 鄺崇智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 | RE | 9 | 16 March 2021 | |
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 | RE | 4 | 16 March 2021 | |
Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 | RE | 9 | 23 July 2018 | 27 February 2021 |
Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 | RE | 4 | 22 June 2018 | 27 February 2021 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 26 October 2015 | 13 June 2018 |
Platinum Broking Company Limited 百德能經紀有限公司 | RE | 4 | 16 September 2014 | 06 November 2014 |