SFC Licences of CHEN Xiaoyun 陳曉云

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 12 October 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 12 October 2020
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司
RE 2 18 November 2015 25 September 2020
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司
RE 1 12 September 2014 25 September 2020