SFC Licences of TSO Sing Yip 曹鑫業

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
QMIS Asset Management Limited 華亞資產管理有限公司	RO	9	24 May 2023
QMIS Asset Management Limited 華亞資產管理有限公司	RO	4	24 May 2023
QMIS Securities Limited 華亞證券有限公司	RO	1	24 May 2023
QMIS Asset Management Limited 華亞資產管理有限公司	RE	9	03 May 2023	24 May 2023
QMIS Asset Management Limited 華亞資產管理有限公司	RE	4	03 May 2023	24 May 2023
QMIS Securities Limited 華亞證券有限公司	RE	1	03 May 2023	24 May 2023
Little Girl Securities (International) Limited 小女孩證券國際有限公司	RO	9	09 December 2022	19 March 2023
Little Girl Securities (International) Limited 小女孩證券國際有限公司	RO	4	09 December 2022	19 March 2023
Little Girl Securities (International) Limited 小女孩證券國際有限公司	RO	1	09 December 2022	19 March 2023
Great Bay Securities Limited 大灣區深港證券有限公司	RO	4	09 March 2020	05 August 2022
Great Bay Securities Limited 大灣區深港證券有限公司	RO	1	09 March 2020	05 August 2022
Great Bay Securities Limited 大灣區深港證券有限公司	RE	9	04 October 2018	05 August 2022
Great Bay Securities Limited 大灣區深港證券有限公司	RE	4	04 October 2018	09 March 2020
Great Bay Securities Limited 大灣區深港證券有限公司	RE	1	04 October 2018	09 March 2020
Mango Financial Limited 芒果金融有限公司	RE	9	01 June 2018	31 August 2018
Mango Financial Limited 芒果金融有限公司	RE	4	01 August 2017	31 August 2018
Mango Financial Limited 芒果金融有限公司	RE	1	01 August 2017	31 August 2018