SFC Licences of CAO Wenwen 曹雯雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RO | 1 | 29 November 2019 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 05 January 2017 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 11 July 2016 | 29 November 2019 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 1 | 06 October 2014 | 04 June 2016 |