SFC Licences of DONG Dorothy J
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Equities First Holdings Hong Kong Limited | RO | 1 | 20 January 2020 | 17 August 2020 |
Equities First Holdings Hong Kong Limited | RE | 1 | 21 May 2019 | 20 January 2020 |
Merrill Lynch Far East Limited | RE | 6 | 19 September 2014 | 09 August 2016 |
Merrill Lynch Far East Limited | RE | 4 | 19 September 2014 | 09 August 2016 |
Merrill Lynch Far East Limited | RE | 1 | 19 September 2014 | 09 August 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 19 September 2014 | 09 August 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 19 September 2014 | 09 August 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 September 2014 | 09 August 2016 |