SFC Licences of YAM Alvin Siu-lun 任兆麟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 04 May 2022 | 29 August 2022 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 04 May 2022 | 29 August 2022 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 04 May 2022 | 29 August 2022 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 04 May 2022 | 29 August 2022 |
| EXS Capital Asia Limited | RE | 9 | 03 October 2014 | 20 July 2015 |
| EXS Capital Asia Limited | RE | 4 | 03 October 2014 | 20 July 2015 |