SFC Licences of SHI Yi 施怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 12 July 2018 | |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 12 July 2018 | |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 05 January 2016 | 14 June 2018 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 05 January 2016 | 14 June 2018 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 19 September 2014 | 31 March 2015 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 19 September 2014 | 31 March 2015 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 19 September 2014 | 31 March 2015 |