SFC Licences of SHI Yi 施怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 |
RE | 1, 6 | 12 July 2018 | |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RE | 1, 6 | 05 January 2016 | 14 June 2018 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RE | 1, 6 | 19 September 2014 | 31 March 2015 |
| Macquarie Corporate (Hong Kong) Limited |
RE | 6 | 19 September 2014 | 31 March 2015 |