SFC Licences of SHI Yi 施怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Capital Limited 招銀國際融資有限公司
RE 1, 6 12 July 2018
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 05 January 2016 14 June 2018
Macquarie Capital Limited 麥格理資本股份有限公司
RE 1, 6 19 September 2014 31 March 2015
Macquarie Corporate (Hong Kong) Limited
RE 6 19 September 2014 31 March 2015