SFC Licences of LIU Tsz Sum 廖芷芯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RAM Investment Advisors Limited 澳洲皇家投資顧問有限公司 RE 4 11 February 2016
RAM Investment Advisors Limited 澳洲皇家投資顧問有限公司 RE 1 11 February 2016
Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 RE 1 08 October 2014 31 January 2016
Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 RE 4 08 October 2014 31 January 2016