SFC Licences of LIU Tsz Sum 廖芷芯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RAM Investment Advisors Limited 譽信投資管理有限公司 | RE | 4 | 11 February 2016 | |
| RAM Investment Advisors Limited 譽信投資管理有限公司 | RE | 1 | 11 February 2016 | |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 4 | 08 October 2014 | 31 January 2016 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 1 | 08 October 2014 | 31 January 2016 |