SFC Licences of SIT Hau Yi 薛巧宜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GLOBAL MASTERMIND FUTURES LIMITED 環球大通期貨有限公司 | RE | 2 | 04 June 2018 | 14 October 2020 |
Global Mastermind Securities Limited 環球大通證券有限公司 | RE | 4 | 31 July 2017 | 12 October 2022 |
Global Mastermind Securities Limited 環球大通證券有限公司 | RE | 1 | 31 July 2017 | 12 October 2022 |
Global Mastermind Asset Management Limited 環球大通資產管理有限公司 | RE | 9 | 31 July 2017 | 14 October 2020 |
Hao Tian Asset Management Limited 昊天資產管理有限公司 | RE | 9 | 15 February 2017 | 27 May 2017 |
Hao Tian International Futures Limited 昊天國際期貨有限公司 | RE | 2 | 16 November 2016 | 27 May 2017 |
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 26 November 2015 | 21 April 2016 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 3 | 26 November 2015 | 21 April 2016 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 22 October 2014 | 21 April 2016 |