SFC Licences of SO Kai Chung Sebastian 蘇啓翀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 02 June 2017 | 08 September 2017 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 02 June 2017 | 08 September 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 22 September 2014 | 24 March 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 22 September 2014 | 24 March 2017 |