SFC Licences of LI Guanyu 李冠諭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 02 March 2018 | 22 April 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 07 September 2015 | 15 January 2018 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 07 September 2015 | 15 January 2018 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 07 September 2015 | 15 January 2018 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 25 September 2014 | 23 August 2015 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 25 September 2014 | 23 August 2015 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 25 September 2014 | 23 August 2015 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 25 September 2014 | 23 August 2015 |