SFC licenceholder BEF245 LI Guanyu 李冠諭

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 02 March 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 07 September 2015 15 January 2018
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 25 September 2014 23 August 2015
BOCOM International Securities Limited 交銀國際證券有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 25 September 2014 23 August 2015