SFC Licences of CHEN Tingting
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 28 December 2020 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 28 December 2020 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 September 2014 | 08 September 2020 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 30 September 2014 | 08 September 2020 |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 30 September 2014 | 13 August 2015 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 30 September 2014 | 13 August 2015 |