SFC Licences of CAO Huiquan 曹慧荃
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 13 August 2021 | |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 28 July 2021 | |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 28 July 2021 | |
| Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 6 | 14 July 2017 | 09 July 2021 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 1 | 14 July 2017 | 09 July 2021 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 | RE | 6 | 26 October 2015 | 22 June 2017 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 | RE | 1 | 26 October 2015 | 22 June 2017 |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 9 | 01 December 2014 | 09 October 2015 |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 6 | 01 December 2014 | 09 October 2015 |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 1 | 01 December 2014 | 09 October 2015 |