SFC Licences of LI Cheuk Pong Marco 李卓邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RE | 4, 9 | 27 July 2021 | |
| Atlantis Investment Management Limited 西澤投資管理有限公司 |
RE | 4, 9 | 20 April 2020 | 09 July 2021 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RE | 1 | 07 April 2017 | 15 February 2020 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RE | 1, 4 | 24 September 2015 | 24 March 2017 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 4 | 29 September 2014 | 14 August 2015 |