SFC Licences of YAO Simone Tong
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 17 September 2019 | |
| CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 | RE | 1 | 09 September 2019 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 09 September 2019 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 04 December 2017 | 08 July 2019 |
| Asiya Investments Hong Kong Limited | RE | 9 | 21 January 2016 | 26 September 2016 |
| Asiya Investments Hong Kong Limited | RE | 4 | 21 January 2016 | 26 September 2016 |
| Light & Salt Capital Management Limited 亮存資產管理有限公司 | RE | 9 | 04 November 2014 | 31 December 2015 |