SFC Licences of LAU Wai Tung 劉偉東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 25 September 2023 | |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 11 September 2023 | |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 08 August 2022 | 15 August 2023 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 | RE | 2 | 23 July 2021 | 13 December 2021 |
| Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 29 June 2021 | 13 December 2021 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 30 June 2015 | 18 June 2021 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 30 September 2014 | 23 May 2015 |