SFC Licences of BAUM Alec Benjamin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 29 September 2014 | 07 September 2015 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 29 September 2014 | 07 September 2015 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 29 September 2014 | 07 September 2015 |