SFC licenceholder BEG155 ZHU Yichen 朱懿琛
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-03-08 | |
| CLSA Asset Management Limited 中信里昂資產管理有限公司 | RE | 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) | 2015-04-15 | 2016-09-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 (Dealing in Securities) | 2014-10-06 | 2015-04-15 |