SFC Licences of ZHU Yichen 朱懿琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 9 | 06 December 2021 | |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 4 | 06 December 2021 | |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 9 | 08 March 2018 | 26 November 2021 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 4 | 08 March 2018 | 26 November 2021 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 1 | 08 March 2018 | 26 November 2021 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 9 | 15 April 2015 | 01 September 2016 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 4 | 15 April 2015 | 01 September 2016 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 1 | 15 April 2015 | 01 September 2016 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 06 October 2014 | 15 April 2015 |