SFC licenceholder BEG155 ZHU Yichen 朱懿琛
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Updated: 25 February 2020
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) | 08 March 2018 | |
| CLSA Asset Management Limited 中信里昂資產管理有限公司 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) | 15 April 2015 | 01 September 2016 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | [1] (Dealing in Securities) | 06 October 2014 | 15 April 2015 |