SFC licenceholder BEG155 ZHU Yichen 朱懿琛

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) 2018-03-08
CLSA Asset Management Limited 中信里昂資產管理有限公司 RE 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) 2015-04-15 2016-09-01
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 (Dealing in Securities) 2014-10-06 2015-04-15