SFC licenceholder BEG155 ZHU Yichen 朱懿琛

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 25 February 2020

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 08 March 2018
CLSA Asset Management Limited 中信里昂資產管理有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 15 April 2015 01 September 2016
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE [1] (Dealing in Securities) 06 October 2014 15 April 2015