SFC Licences of WANG Zhe 王喆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 17 April 2023 | 21 April 2023 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 18 May 2020 | 22 May 2020 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 03 October 2014 | 11 June 2015 |