SFC Licences of WANG Zhe 王喆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 4 17 April 2023 21 April 2023
CLSA Limited 中信里昂證券有限公司 RE 4 18 May 2020 22 May 2020
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 03 October 2014 11 June 2015