SFC Licences of VANDERPUMP William James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 16 January 2019 | |
| UBS Securities Asia Limited | RE | 4 | 18 October 2018 | 02 November 2018 |
| UBS Securities Asia Limited | RE | 4 | 30 January 2018 | 02 February 2018 |
| UBS Securities Asia Limited | RE | 4 | 04 September 2017 | 09 September 2017 |
| UBS Securities Asia Limited | RE | 4 | 21 April 2015 | 16 March 2017 |
| UBS Securities Asia Limited | RE | 4 | 17 October 2014 | 23 October 2014 |