SFC Licences of LI Xiao 李瀟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 07 April 2022 | |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 07 April 2022 | |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 07 April 2022 | |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 24 October 2019 | 27 February 2022 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 24 October 2019 | 27 February 2022 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 10 April 2017 | 19 July 2019 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 1 | 10 April 2017 | 19 July 2019 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 14 February 2017 | 10 March 2017 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 14 February 2017 | 10 March 2017 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 07 October 2014 | 25 June 2016 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 07 October 2014 | 25 June 2016 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 1 | 07 October 2014 | 25 June 2016 |