SFC Licences of KLEIN Tomer
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 11 November 2015 | 19 November 2015 |
UBS Securities Asia Limited | RE | 1 | 14 October 2014 | 12 November 2014 |