SFC Licences of KWAN Kin Kwok 關建國
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pinsen International (Hong Kong) Limited 品森國際(香港)有限公司 | RO | 4 | 25 October 2023 | |
Pinsen International (Hong Kong) Limited 品森國際(香港)有限公司 | RO | 1 | 25 October 2023 | |
YONXI Securities Limited 雍熙證券有限公司 | RO | 4 | 27 January 2022 | 31 August 2022 |
YONXI Securities Limited 雍熙證券有限公司 | RO | 1 | 27 January 2022 | 31 August 2022 |
Anuenue Securities Limited 鉅亨證券有限公司 | RO | 4 | 16 July 2021 | 17 January 2022 |
Anuenue Securities Limited 鉅亨證券有限公司 | RO | 1 | 19 January 2021 | 17 January 2022 |
Anuenue Securities Limited 鉅亨證券有限公司 | RE | 4 | 08 December 2020 | 16 July 2021 |
Anuenue Securities Limited 鉅亨證券有限公司 | RE | 1 | 15 July 2020 | 19 January 2021 |
M Securities Limited 雙龍證券有限公司 | RO | 1 | 01 August 2018 | 31 January 2020 |
M Securities Limited 雙龍證券有限公司 | RE | 1 | 21 March 2016 | 01 August 2018 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 13 February 2015 | 11 March 2016 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 08 October 2014 | 18 December 2014 |