SFC Licences of HO Siu Yan, Jennifer 何紹茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 24 April 2019 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 24 April 2019 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 21 March 2019 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 21 March 2019 | |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 | RE | 9 | 15 September 2016 | 19 September 2018 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 4 | 15 September 2016 | 19 September 2018 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 15 September 2016 | 19 September 2018 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 2 | 18 March 2015 | 08 September 2016 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 10 November 2014 | 08 September 2016 |