SFC Licences of ZHOU Huanan 周化南
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 9 | 03 September 2021 | |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 1 | 03 September 2021 | |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 4 | 22 July 2021 | |
| UBS Securities Asia Limited | RE | 4 | 27 March 2017 | 12 July 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 28 April 2016 | 21 January 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 21 October 2014 | 21 January 2016 |