SFC Licences of CHIU Chanel Mun Lum 趙曼琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 14 July 2020 | 28 October 2022 |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 17 October 2019 |
| UBS Securities Hong Kong Limited | RE | 6 | 17 October 2014 | 18 December 2016 |