SFC Licences of TANG Ho Fung 鄧浩楓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Golden Pine Asset Management Limited 旭松資產管理有限公司 | RO | 9 | 24 May 2022 | |
Golden Pine Asset Management Limited 旭松資產管理有限公司 | RE | 9 | 04 October 2021 | 24 May 2022 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 July 2019 | 30 July 2021 |
Merrill Lynch Far East Limited | RE | 2 | 12 July 2017 | 30 July 2021 |
Merrill Lynch Far East Limited | RE | 1 | 12 July 2017 | 30 July 2021 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 14 June 2017 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 13 October 2014 | 14 June 2017 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 13 October 2014 | 10 October 2016 |