SFC Licences of HU Lingzi 胡凌子
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
TX Capital (HK) Limited | RE | 9 | 10 August 2021 | 26 August 2022 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 09 November 2016 | 29 March 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 09 November 2016 | 29 March 2018 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 19 August 2015 | 29 September 2016 |
Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 4 | 10 November 2014 | 15 August 2015 |