SFC Licences of HU Lingzi 胡凌子

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
TX Capital (HK) Limited RE 9 10 August 2021 26 August 2022
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 09 November 2016 29 March 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 09 November 2016 29 March 2018
CLSA Limited 中信里昂證券有限公司 RE 4 19 August 2015 29 September 2016
Oriental Patron Securities Limited 東英亞洲證券有限公司 RE 4 10 November 2014 15 August 2015