SFC Licences of LUO Yuhui 羅宇琿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 6 | 16 August 2019 | |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 16 August 2019 | |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 10 November 2017 | 14 July 2019 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 10 November 2017 | 14 July 2019 |
CEB International Capital Corporation Limited 光銀國際資本有限公司 | RE | 4 | 08 February 2017 | 28 October 2017 |
CEB International Capital Corporation Limited 光銀國際資本有限公司 | RE | 1 | 08 February 2017 | 28 October 2017 |
CEB International Capital Corporation Limited 光銀國際資本有限公司 | RE | 6 | 12 December 2016 | 28 October 2017 |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 15 October 2014 | 01 December 2016 |