SFC Licences of LAU Cheung Kei 劉掌畿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 18 October 2022 | |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 16 May 2018 | 24 December 2021 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 16 May 2018 | 24 December 2021 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 28 December 2016 | 23 March 2018 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 20 October 2014 | 30 September 2016 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 20 October 2014 | 30 September 2016 |