SFC Licences of CUI Yifan 崔一凡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nexus Point Advisors (HK) Limited 今翊顧問(香港)有限公司 | RE | 9 | 30 July 2018 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 22 October 2014 | 19 October 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 22 October 2014 | 19 October 2015 |