SFC Licences of LIU Tianjiao 劉天姣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 03 October 2018 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 03 October 2018 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 03 October 2018 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 20 October 2014 | 07 September 2018 |