SFC Licences of LI Pui 李培

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	07 February 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	07 February 2023
Zhongrong PT Securities Limited 中融平和證券有限公司	RO	5	01 August 2019	15 January 2023
Zhongrong PT Securities Limited 中融平和證券有限公司	RO	2	01 August 2019	15 January 2023
Zhongrong PT Securities Limited 中融平和證券有限公司	RO	4	04 March 2019	15 January 2023
Zhongrong PT Securities Limited 中融平和證券有限公司	RO	1	04 March 2019	15 January 2023
Zhongrong PT Securities Limited 中融平和證券有限公司	RE	2	13 August 2018	01 August 2019
Zhongrong PT Securities Limited 中融平和證券有限公司	RE	1	13 August 2018	04 March 2019
Victory Securities Company Limited 勝利證券有限公司	RE	9	07 July 2017	17 July 2018
Victory Securities Company Limited 勝利證券有限公司	RE	2	09 June 2017	17 July 2018
Victory Securities Company Limited 勝利證券有限公司	RE	1	09 June 2017	17 July 2018
Mason Futures Limited 茂宸期貨有限公司	RE	2	20 April 2016	19 May 2017
Mason Securities Limited 茂宸證券有限公司	RE	1	20 April 2016	19 May 2017
Huarong International Securities Limited 華融國際證券有限公司	RE	2	02 February 2016	12 April 2016
Huarong International Securities Limited 華融國際證券有限公司	RE	1	02 February 2016	12 April 2016
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	2	04 August 2015	10 January 2016
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	04 August 2015	10 January 2016
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RE	2	23 October 2014	26 July 2015
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	23 October 2014	26 July 2015