SFC Licences of CHONG Yuk Ting 莊鈺婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 | RE | 9 | 15 September 2020 | |
Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 | RO | 1 | 31 March 2020 | |
Rifa Futures Limited 日發期貨有限公司 | RE | 2 | 23 August 2019 | 16 December 2019 |
Rifa Securities Limited 日發證券有限公司 | RE | 1 | 23 August 2019 | 16 December 2019 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 02 July 2019 | 19 August 2019 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 02 July 2019 | 19 August 2019 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 11 March 2018 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 15 February 2017 | 11 March 2018 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 15 February 2017 | 02 October 2017 |
Rifa Futures Limited 日發期貨有限公司 | RE | 2 | 12 May 2015 | 03 February 2017 |
Rifa Securities Limited 日發證券有限公司 | RE | 1 | 03 March 2015 | 03 February 2017 |
GEO Securities Limited 智易東方證券有限公司 | RE | 1 | 22 October 2014 | 01 December 2014 |