SFC Licences of YU Haibo 余海波

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Global Markets Limited 招銀國際環球市場有限公司
RE 1 16 July 2019 07 February 2022
CMB International Futures Limited 招銀國際期貨有限公司
RE 2 09 November 2017
CMB International Securities Limited 招銀國際證券有限公司
RE 4 12 July 2017
CMB International Securities Limited 招銀國際證券有限公司
RE 1 29 May 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 1, 4 28 October 2014 02 May 2017