SFC Licences of YU Haibo 余海波
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 16 July 2019 | 07 February 2022 |
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 09 November 2017 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 12 July 2017 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 29 May 2017 | |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 28 October 2014 | 02 May 2017 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 28 October 2014 | 02 May 2017 |