SFC Licences of ZHANG Dan 張丹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 4 24 September 2021 29 March 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 24 September 2021 29 March 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 6 04 December 2018 29 March 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 01 February 2018 24 September 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 01 February 2018 24 September 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 6 01 February 2018 04 December 2018
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE 6 08 January 2016 31 October 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 08 December 2014 19 September 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 08 December 2014 19 September 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 08 December 2014 19 September 2015