SFC Licences of MAK Lai Yin Joanne 麥麗賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 17 August 2020
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 15 June 2019
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 03 October 2017 15 June 2019
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 04 July 2017 02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 04 July 2017 02 October 2017
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 31 October 2014 04 May 2017