SFC Licences of MAK Lai Yin Joanne 麥麗賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 19 September 2022 | |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 17 August 2020 | 31 August 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 15 June 2019 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 15 June 2019 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 04 July 2017 | 02 October 2017 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 July 2017 | 02 October 2017 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 31 October 2014 | 04 May 2017 |