SFC Licences of WONG Chun Kan 黃進勤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 15 August 2017 |
UBS Securities Hong Kong Limited | RE | 1 | 16 March 2016 | 18 December 2016 |
UBS Securities Asia Limited | RE | 1 | 25 November 2015 | 15 August 2017 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 31 October 2014 | 22 September 2015 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 31 October 2014 | 22 September 2015 |