SFC Licences of MOK Chun Tung 莫振東

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 6 29 October 2020 14 May 2023
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 4 29 October 2020 14 May 2023
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 1 29 October 2020 14 May 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 05 July 2018 25 September 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 05 July 2018 25 September 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 6 27 June 2018 25 September 2020
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 04 November 2014 04 June 2018