SFC Licences of MOK Chun Tung 莫振東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CEB International Capital Corporation Limited 光銀國際資本有限公司 | RE | 6 | 29 October 2020 | 14 May 2023 |
CEB International Capital Corporation Limited 光銀國際資本有限公司 | RE | 4 | 29 October 2020 | 14 May 2023 |
CEB International Capital Corporation Limited 光銀國際資本有限公司 | RE | 1 | 29 October 2020 | 14 May 2023 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 05 July 2018 | 25 September 2020 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 05 July 2018 | 25 September 2020 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 27 June 2018 | 25 September 2020 |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 04 November 2014 | 04 June 2018 |