SFC Licences of CLARKE Peter Wilson

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 2 13 November 2015 27 February 2020
UBS Securities Asia Limited RE 1 13 November 2015 27 February 2020
UBS Securities Asia Limited RE 2 05 May 2015 15 May 2015
UBS Securities Asia Limited RE 1 05 May 2015 15 May 2015
UBS Securities Asia Limited RE 2 12 November 2014 24 November 2014
UBS Securities Asia Limited RE 1 12 November 2014 24 November 2014