SFC Licences of CLARKE Peter Wilson
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 2 | 13 November 2015 | 27 February 2020 |
UBS Securities Asia Limited | RE | 1 | 13 November 2015 | 27 February 2020 |
UBS Securities Asia Limited | RE | 2 | 05 May 2015 | 15 May 2015 |
UBS Securities Asia Limited | RE | 1 | 05 May 2015 | 15 May 2015 |
UBS Securities Asia Limited | RE | 2 | 12 November 2014 | 24 November 2014 |
UBS Securities Asia Limited | RE | 1 | 12 November 2014 | 24 November 2014 |