SFC Licences of LEE Dink Sing 李定勝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 15 June 2021 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 15 June 2021 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 15 June 2021 | |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 06 July 2020 | 24 May 2021 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 06 July 2020 | 24 May 2021 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 10 June 2020 | 24 May 2021 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 10 June 2020 | 24 May 2021 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 06 August 2019 | 24 April 2020 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 06 October 2017 | 24 April 2020 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 09 December 2014 | 24 April 2020 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 04 November 2014 | 20 November 2014 |