SFC Licences of LIE Youmin 列祐民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Strategic Vision Investment Limited | RO | 9 | 07 April 2022 | |
Strategic Vision Investment Limited | RE | 9 | 04 July 2018 | 07 April 2022 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 14 December 2015 | 09 June 2018 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 02 November 2015 | 21 November 2015 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 04 November 2014 | 21 October 2015 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 6 | 04 November 2014 | 21 October 2015 |