SFC Licences of SHUM Wing Yip 沈永業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Grande Capital Limited 均富融資有限公司 | RE | 1 | 12 December 2022 | |
Grande Capital Limited 均富融資有限公司 | RO | 6 | 25 June 2018 | |
Grande Capital Limited 均富融資有限公司 | RE | 6 | 23 April 2018 | 25 June 2018 |
Dakin Capital Limited 德健融資有限公司 | RE | 6 | 01 February 2016 | 19 April 2018 |
Messis Capital Limited 大有融資有限公司 | RE | 6 | 10 November 2014 | 18 January 2016 |