SFC Licences of SO Chun Yiu, Johnny 蘇駿堯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 4 09 June 2023 19 September 2023
BOCI Securities Limited 中銀國際證券有限公司 RE 2 09 June 2023 19 September 2023
BOCI Securities Limited 中銀國際證券有限公司 RE 1 09 June 2023 19 September 2023
BOCI Securities Limited 中銀國際證券有限公司 RE 4 29 December 2021 16 December 2022
BOCI Securities Limited 中銀國際證券有限公司 RE 2 29 December 2021 16 December 2022
BOCI Securities Limited 中銀國際證券有限公司 RE 1 10 November 2014 16 December 2022