SFC Licences of ZHUANG Xiaomeng 庄曉夢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 October 2017 | 19 September 2018 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 23 October 2017 | |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 11 November 2014 | 06 September 2017 |