SFC Licences of TAI Kevin 戴自沛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RO | 1 | 06 June 2019 | 01 December 2020 |
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 9 | 15 January 2018 | 01 December 2020 |
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 4 | 15 January 2018 | 01 December 2020 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 17 February 2015 | 22 April 2017 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 17 February 2015 | 22 April 2017 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 11 November 2014 | 04 December 2014 |