SFC Licences of LI Ning 李宁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RO | 9 | 10 July 2023 | |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RO | 4 | 10 July 2023 | |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 1 | 20 November 2020 | |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RE | 9 | 06 July 2018 | 31 August 2019 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RE | 4 | 06 July 2018 | 31 August 2019 |
| Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司 | RE | 9 | 26 July 2016 | 24 May 2018 |
| Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司 | RE | 4 | 26 July 2016 | 24 May 2018 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 6 | 14 November 2014 | 08 June 2016 |