SFC Licences of ZHU Diyi 朱迪奕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 04 October 2017 05 January 2021
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 04 October 2017 05 January 2021
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 04 October 2017 05 January 2021
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 04 October 2017 05 January 2021
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 04 October 2017 05 January 2021
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 04 October 2017 05 January 2021
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 04 October 2017 09 December 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 04 October 2017 09 December 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 04 October 2017 09 December 2020
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 4 06 January 2017 14 September 2017
Celestial Securities Limited 時富證券有限公司 RE 1 26 August 2015 20 December 2016