SFC Licences of YUAN Ransi 袁然思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RO | 4, 6 | 26 January 2022 | |
CLSA Limited 中信里昂證券有限公司 |
RO | 1, 4 | 26 January 2022 | |
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4, 6 | 05 June 2019 | 26 January 2022 |
CLSA Limited 中信里昂證券有限公司 |
RE | 1, 4 | 05 June 2019 | 26 January 2022 |
Haitong International Securities Company Limited 海通國際證券有限公司 |
RE | 1 | 01 December 2014 | 31 May 2019 |