SFC Licences of YUAN Ransi 袁然思

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RO 6 26 January 2022
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RO 4 26 January 2022
CLSA Limited 中信里昂證券有限公司 RO 4 26 January 2022
CLSA Limited 中信里昂證券有限公司 RO 1 26 January 2022
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 05 June 2019 26 January 2022
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 05 June 2019 26 January 2022
CLSA Limited 中信里昂證券有限公司 RE 4 05 June 2019 26 January 2022
CLSA Limited 中信里昂證券有限公司 RE 1 05 June 2019 26 January 2022
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 December 2014 31 May 2019