SFC Licences of YUAN Ransi 袁然思

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 26 January 2022
CLSA Limited 中信里昂證券有限公司
RO 1, 4 26 January 2022
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 05 June 2019 26 January 2022
CLSA Limited 中信里昂證券有限公司
RE 1, 4 05 June 2019 26 January 2022
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1 01 December 2014 31 May 2019